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Broker / Dealer

Bancnorth Investment Group, Inc. is a registered, broker/dealer, FINRA, member SIPC, not affiliated with TD Bank, N.A. or any of its affiliates. Bancnorth Investment Group, Inc. is owned and operated by PrimeVest Financial Services Inc. Securities offered through Bancnorth Investment Group, Inc. are cleared through PrimeVest Financial Services, Inc.

PrimeVest Financial Services, Inc. is one of the nation's largest third-party marketers of financial products and services. PrimeVest supports Bancnorth Investment Group, Inc. with dedicated, experienced financial advisors and a variety of products and services designed to help customers reach their financial goals.

PrimeVest, headquartered in St. Cloud, Minnesota, was founded in 1984. PrimeVest is a member of ING Group, a leader in the financial services industry, active in the field of insurance and asset management. PrimeVest serves the clients of nearly 600 Financial Institutions in 43 states and Guam, with asset sizes from $15 million to $25 billion. PrimeVest is a shareholder of the Chicago Stock Exchange, the Depository Trust and Clearing Corporation (DTCC), the Financial Industry Regulatory Authority (FINRA), and the Securities Investors Protection Corporation (SIPC).

Bancnorth Investment Group, Inc. and PrimeVest brokerage customers are covered by SIPC (The Securities Investor Protection Corporation), which protects securities customers of its members up to $500,000, (including $100,000 for claims for cash). A supplemental policy underwritten by London companies provides PrimeVest customers $9.5 million in additional coverage per customer, subject to an overall aggregate. As with SIPC, PrimeVest's supplemental policy protects customer securities and funds only if the brokerage firm fails. Neither coverage protects against a decline in the market value of your funds or securities.

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